#PRINCIPAL DEFINITION FINANCIAL REGISTRATION#
#PRINCIPAL DEFINITION FINANCIAL CODE#

What does Principal mean Information and translations of Principal in the most comprehensive dictionary definitions resource on the web.

#PRINCIPAL DEFINITION FINANCIAL CODE#

PLEASE NOTE: To the extent required by law or NYSE rule, any waiver or amendment of this Code for ABвЂ™s executive officers (including ABвЂ™s Chief Executive Officer, Chief Financial Officer, and Principal Accounting Officer) or directors shall be made at the discretion of the Board of AllianceBernstein Corporation and promptly disclosed to the unitholders of AllianceBernstein Holding pursuant to Section 303A.10 of the NYSE Exchange Listed Company Manual.ДЄt least quarterly in each year this Plan remains in effect, the Fund's Principal Accounting Officer or Treasurer, or such other person authorized to direct the disposition of monies paid or payable by the Fund, shall prepare and furnish to the Trustees of the Fund for their review, and the Trustees shall review, a written report complying with the requirements of Rule 12b-l under the Act regarding the amounts expended under this Plan and the purposes for which such expenditures were made. Definition of Principal in the dictionary. This would allow the agent to pay bills, sell and lease property, and act if they were the principal. Section 1350, subject to the knowledge standard contained therein, and not for any other purpose. A Virginia durable power of attorney form provides a method by which a person (principal) can designate an individual of their choice (agent) to act on their behalf for financial-related matters. William Willoughby, Director, President, Secretary, Principal Financial Officer and Principal Accounting Officer This certification is made solely for purpose of 18 U.S.C.

Walter Renfftlen Vice President and Controller ) ( Principal Accounting Officer) ) ) ) - * The titles of the persons named herein represent their capacity in and relationship to John Nuveen & Co.

#PRINCIPAL DEFINITION FINANCIAL REGISTRATION#

PLEASE NOTE: To the extent required by law or NYSE rule, any waiver or amendment of this Code for AllianceBernsteinвЂ™s executive officers (including AllianceBernsteinвЂ™s Chief Executive Officer, Chief Financial Officer, and Principal Accounting Officer) or directors shall be made at the discretion of the Board of AllianceBernstein Corporation and promptly disclosed to the unitholders of AllianceBernstein Holding pursuant to Section 303A.10 of the NYSE Exchange Listed Company Manual. Financial Industry Regulatory Authority (FINRA) Regulatory Notice 17-30 noted that the Securities and Exchange Commission (SEC) had approved new registration and qualification rules for FINRA, including that members are required to designate a Principal Financial Officer and a Principal Operations Principal, effective October 1, 2018.

Principal definition financial